The assignment explores the Code of Ethics and Legal Responsibility Analysis. Also, there is a description of increased governmental regulation and oversight. So, Describe the internal and external reporting steps an employee should follow.
Code of Ethics and Legal Responsibility Analysis
INTRODUCTION. Firstly, as a leader in your organization, it is vital that you are familiar with the laws that regulate your industry. Sparked by the dramatic corporate and accounting scandals of Enron. Arthur Andersen, Adelphia, and WorldCom, the Sarbanes-Oxley. Act implemented in 2002 in an effort to restore confidence in the stock markets. Sarbanes-Oxley represents the most important securities legislation. Since the original federal securities laws of the 1930s as it increased governmental regulation and oversight of publicly traded companies. Also, established protections for whistleblowers.
Code of Ethics and Legal Responsibility Analysis
The False Claims Act, the Dodd-Frank Wall Street Reform and Consumer Protection Act. Provide a financial incentive for those who blow the whistle to report fraudulent activity within their organization. In this task, you will select and analyze an established company’s code of ethics, analyze how an employee would raise an ethical concern within an organization, and consider current laws with respect to whistle-blowers.
Code of Ethics and Legal Responsibility Analysis
Firstly, discuss personal and organizational factors an employee would need to consider as a last resort before deciding to blow the whistle about unethical conduct observed at work. Secondly, describe the internal and external reporting steps an employee should follow if the employee decides to blow the whistle. Also, analyze the advantages and disadvantages of whistle-blowers receiving payment from the government based on one of the following laws: • False Claims Act • Dodd–Frank Wall Street and Consumer Protection Act D. Analyze how the U.S. Sentencing Guidelines have changed the way organizations operate. 1. Discuss three culpability factors that used to determine fines under the U.S. Sentencing Guidelines.
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